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Howey Test

28
May
When Lifecycle Meets 투자계약증권 — How the SEC's New Framework Lands in Korea

When Lifecycle Meets 투자계약증권 — How the SEC's New Framework Lands in Korea

Korea's §4⑥ is a translated Howey. That's why the SEC's Release 33-11412 lands in Korean enforcement — even without a single legislative amendment.
14 min read
11
Apr
Before the Rulebook — The Howey Test and Why 'Efforts of Others' Is the Only Question That Matters

Before the Rulebook — The Howey Test and Why 'Efforts of Others' Is the Only Question That Matters

Before the five-category framework makes sense, you need the test it is built on — and the single prong that does all the heavy lifting.
5 min read